In January 2018 MiFID II comes into effect, and recent research by TradeTech FX Europe has revealed that one in three buy-side companies in Europe will not be compliant in time.
This begs the question, how are US firms dealing with the regulatory shift, and have they done enough to prepare?
We interviewed Dan Viola, Head of Regulatory and Compliance Group at Sadis and Goldberg, to hear his thoughts on the impact of MiFID II on US firms.
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